SFC Licences of CHEN Anyuan 陳安源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 17 July 2018 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 17 July 2018 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 17 July 2018 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 May 2017 | 03 July 2018 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 May 2016 | 03 July 2018 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 11 May 2015 | 04 May 2016 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 11 May 2015 | 04 May 2016 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 03 March 2014 | 30 April 2015 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 03 March 2014 | 30 April 2015 |