SFC Licences of CHEN Anyuan 陳安源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 17 July 2018
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 17 July 2018
CMB International Securities Limited 招銀國際證券有限公司
RE 4 15 May 2017 03 July 2018
CMB International Securities Limited 招銀國際證券有限公司
RE 1 20 May 2016 03 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 11 May 2015 04 May 2016
Celestial Commodities Limited 時富商品有限公司
RE 2 03 March 2014 30 April 2015
Celestial Securities Limited 時富證券有限公司
RE 1 03 March 2014 30 April 2015