SFC Licences of NGAN Or 顏珂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 21 October 2020 09 June 2021
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 21 October 2020 09 June 2021
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 18 June 2020 28 July 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 18 June 2020 28 July 2020
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 17 August 2018 31 May 2020
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 23 April 2018 31 May 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 23 April 2018 31 May 2020
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 22 February 2017 01 March 2017
Cinda International Securities Limited 信達國際證券有限公司 RE 1 23 August 2016 08 December 2016
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 23 August 2016 08 December 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 February 2014 03 June 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 February 2014 03 June 2016