SFC Licences of WAN Tsing Yiu, Royce 溫證堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSpro (Hong Kong) Limited 高普科技金融(香港)有限公司 | RE | 1 | 31 January 2024 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 May 2018 | 01 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 February 2018 | 01 February 2020 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 08 January 2015 | 29 December 2017 |