SFC Licences of WANG Li 王立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 07 March 2019 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 09 April 2018 | 14 December 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 10 March 2016 | 09 April 2018 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 27 February 2014 | 30 November 2015 |