SFC Licences of LIAN Daniel Da
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 9 | 09 October 2023 | |
| Rockhampton Management Limited | RO | 9 | 11 October 2022 | 22 May 2023 |
| Rockhampton Management Limited | RE | 9 | 08 September 2016 | 11 October 2022 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 04 November 2015 | 24 August 2016 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 04 November 2015 | 24 August 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 June 2014 | 21 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 04 June 2014 | 21 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 February 2014 | 21 February 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 February 2014 | 21 February 2014 |