SFC Licences of WAN Man Yee Shirley 溫敏儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 December 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 July 2016 | 14 December 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 July 2016 | 02 October 2017 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 13 February 2014 | 30 January 2015 |