SFC Licences of LI Ho Ming 李浩銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 16 August 2018 09 September 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 16 August 2018 09 September 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 16 August 2018 09 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 16 August 2018 09 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 16 August 2018 09 September 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 16 August 2018 09 September 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 16 August 2018 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 16 August 2018 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 16 August 2018 09 December 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 04 March 2014 17 July 2018