SFC Licences of CHAN Sau Yin, Gloria 陳秀妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 23 March 2015
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 23 March 2015
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 23 March 2015
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 12 February 2014 10 February 2015
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 12 February 2014 10 February 2015