SFC Licences of CHAN Sau Yin, Gloria 陳秀妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 23 March 2015 | |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 23 March 2015 | |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 23 March 2015 | |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 12 February 2014 | 10 February 2015 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 12 February 2014 | 10 February 2015 |