SFC Licences of LIU Zhihan 劉芷含
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 September 2021 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 09 August 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 August 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 25 October 2017 | 16 July 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 25 October 2017 | 16 July 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 October 2017 | 16 July 2021 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 07 September 2015 | 19 September 2017 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 07 September 2015 | 19 September 2017 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 04 March 2014 | 28 August 2015 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 04 March 2014 | 28 August 2015 |