SFC Licences of LIU Zhihan 劉芷含

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 September 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 09 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 August 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 25 October 2017 16 July 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 25 October 2017 16 July 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 25 October 2017 16 July 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 07 September 2015 19 September 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 07 September 2015 19 September 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 04 March 2014 28 August 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 04 March 2014 28 August 2015