SFC Licences of LI Shuo 李碩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 20 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 20 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 20 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 07 July 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 17 June 2021 20 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 17 June 2021 20 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 17 June 2021 20 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 22 September 2020 30 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 29 July 2020 30 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 March 2014 30 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 March 2014 29 July 2020