SFC Licences of YANG Lei 楊雷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 09 July 2021 21 June 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 09 July 2021 21 June 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 4 09 July 2021 21 June 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 09 July 2021 21 June 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 26 January 2021 09 July 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 26 January 2021 09 July 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 26 January 2021 09 July 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 26 January 2021 09 July 2021
China Vered Securities Limited 中薇證券有限公司 RO 4 27 July 2020 31 December 2020
China Vered Securities Limited 中薇證券有限公司 RO 1 27 July 2020 31 December 2020
China Vered Securities Limited 中薇證券有限公司 RE 6 20 July 2020 31 December 2020
China Vered Securities Limited 中薇證券有限公司 RE 4 20 July 2020 27 July 2020
China Vered Securities Limited 中薇證券有限公司 RE 1 22 May 2020 27 July 2020
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 23 August 2019 04 March 2020
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 20 February 2014 16 March 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 20 February 2014 16 March 2015