SFC Licences of LAI Hon Wa, David 賴瀚華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
RE | 9 | 23 August 2018 | |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 Value Partners Limited 惠理基金管理公司 |
RE | 1, 4, 9 | 24 October 2017 | 17 August 2018 |
| HSBC Investment Funds (Hong Kong) Limited |
RE | 1 | 15 April 2016 | 08 September 2017 |
| HSBC Global Asset Management (Hong Kong) Limited |
RE | 1, 4, 9 | 15 April 2016 | 08 September 2017 |
| Morgan Stanley Hong Kong Securities Limited |
RE | 2 | 17 February 2014 | 04 July 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1 | 17 February 2014 | 04 July 2014 |