SFC Licences of LAI Hon Wa, David 賴瀚華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nine Masts Capital Limited 天元資本有限公司
RE 9 23 August 2018
Value Partners Hong Kong Limited 惠理基金管理香港有限公司
Value Partners Limited 惠理基金管理公司
RE 1, 4, 9 24 October 2017 17 August 2018
HSBC Investment Funds (Hong Kong) Limited
RE 1 15 April 2016 08 September 2017
HSBC Global Asset Management (Hong Kong) Limited
RE 1, 4, 9 15 April 2016 08 September 2017
Morgan Stanley Hong Kong Securities Limited
RE 2 17 February 2014 04 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 17 February 2014 04 July 2014