SFC Licences of NG Kwok Lun 吳國倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 26 July 2017 | 31 May 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 July 2017 | 31 May 2022 |
Bali Securities Co. Limited 百達利證券有限公司 | RE | 1 | 20 March 2014 | 12 December 2014 |