SFC Licences of SO Tsz To 蘇子滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 02 April 2020 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 02 April 2020 | |
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 4 | 08 April 2014 | 13 April 2014 |
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 1 | 08 April 2014 | 13 April 2014 |