SFC Licences of ZENG Zhan 曾展
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 25 January 2022 | 19 May 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 07 December 2020 | 05 May 2022 |
| GLG Partners Hong Kong Limited | RE | 1 | 16 April 2019 | 13 December 2019 |
| GLG Partners Hong Kong Limited | RE | 4 | 12 April 2019 | 13 December 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 October 2017 | 01 April 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 October 2017 | 11 September 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 June 2015 | 30 August 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 June 2015 | 30 August 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 24 February 2014 | 12 June 2015 |