SFC Licences of QIU Yue 丘玥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 6 16 March 2023 28 August 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 16 March 2023 28 August 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 November 2021 28 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 November 2021 28 October 2022
Haitong International Capital Limited 海通國際資本有限公司 RE 6 17 September 2021 28 October 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 13 September 2019 27 August 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 15 June 2015 30 August 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 1 19 February 2014 30 August 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 6 19 February 2014 30 August 2019