SFC Licences of LIU Huaying
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 9 | 18 July 2016 | |
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 18 July 2016 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 25 February 2014 | 26 May 2016 |