SFC Licences of CHENG Jie 程劼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yue Xiu Capital Limited 越秀融資有限公司 | RO | 6 | 26 October 2022 | |
| Yue Xiu Capital Limited 越秀融資有限公司 | RE | 6 | 20 September 2022 | 26 October 2022 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 24 September 2020 | 29 March 2022 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RO | 6 | 22 August 2019 | 27 February 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 15 March 2019 | 27 February 2020 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 15 March 2019 | 22 August 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 August 2018 | 22 February 2019 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 August 2018 | 22 February 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 19 November 2015 | 03 August 2018 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 11 March 2014 | 31 October 2015 |