SFC Licences of CHIU Jone Yin 趙仲賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 15 November 2017 | 30 June 2021 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 December 2016 | 29 May 2018 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 29 June 2016 | 29 May 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 January 2015 | 06 May 2020 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 12 January 2015 | 15 February 2016 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 26 February 2014 | 09 January 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 February 2014 | 09 January 2015 |