SFC Licences of HE Xin 賀信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RO | 4 | 22 April 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 22 April 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 14 December 2016 | 22 April 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 14 December 2016 | 22 April 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 March 2014 | 07 March 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 03 March 2014 | 07 March 2015 |