SFC Licences of WU Yijun 武怡君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 27 October 2020 | 12 December 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 October 2020 | 12 December 2023 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 9 | 25 February 2020 | 07 September 2020 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 16 January 2020 | 07 September 2020 |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 16 January 2020 | 07 September 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 11 May 2017 | 20 December 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 06 December 2016 | 20 December 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 06 December 2016 | 20 December 2019 |
Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 25 March 2014 | 13 July 2015 |
Victory Securities Company Limited 勝利證券有限公司 | RE | 4 | 25 March 2014 | 13 July 2015 |