SFC Licences of NGAI Kai Ian 倪佳欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 | RE | 2 | 04 January 2016 | 23 January 2017 |
| Celera Markets Limited 晟雷市場有限公司 | RE | 1 | 04 January 2016 | 23 January 2017 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 08 July 2014 | 04 October 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 04 March 2014 | 04 October 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 March 2014 | 04 October 2014 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 04 March 2014 | 04 October 2014 |