SFC Licences of JIN Frank 金一鶴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 23 November 2017 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 23 November 2017 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 August 2015 | 23 November 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 August 2015 | 23 November 2017 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 28 February 2014 | 24 July 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 28 February 2014 | 24 July 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 28 February 2014 | 24 July 2015 |