SFC Licences of WU Chun Nam Dennis 吳振南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 4 24 July 2019 31 January 2023
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 1 24 July 2019 31 January 2023
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 4 22 July 2019 24 July 2019
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 22 July 2019 24 July 2019
CLC Futures Limited 創僑期貨有限公司 RO 5 02 April 2019 18 June 2019
CLC Futures Limited 創僑期貨有限公司 RO 2 02 April 2019 18 June 2019
CLC Securities Limited 創僑證券有限公司 RO 4 02 April 2019 18 June 2019
CLC Securities Limited 創僑證券有限公司 RO 1 02 April 2019 18 June 2019
CLC Securities Limited 創僑證券有限公司 RE 4 22 March 2019 02 April 2019
CLC Securities Limited 創僑證券有限公司 RE 1 22 March 2019 02 April 2019
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 4 23 March 2018 15 March 2019
Brilliant Norton Securities Company Limited 億聲證券有限公司 RO 1 23 March 2018 15 March 2019
Brilliant Norton Securities Company Limited 億聲證券有限公司 RE 1 07 March 2018 23 March 2018
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 30 August 2016 15 January 2018
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 30 August 2016 15 January 2018
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 November 2014 16 August 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 November 2014 16 August 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 March 2014 08 July 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 March 2014 08 July 2014