SFC Licences of KAYNES David Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 November 2018 | 10 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 02 November 2017 | 12 November 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 02 March 2017 | 12 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 March 2016 | 16 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 March 2016 | 16 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 September 2015 | 09 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 September 2015 | 09 September 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 April 2015 | 17 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 April 2015 | 17 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 September 2014 | 26 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 September 2014 | 26 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 March 2014 | 14 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 March 2014 | 14 March 2014 |