SFC Licences of CHEN Xi 陳曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 27 August 2018 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 05 March 2014 | 20 June 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 March 2014 | 20 June 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 05 March 2014 | 04 September 2014 |