SFC Licences of LAI Man Hon 賴文翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 24 April 2017 17 November 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 24 April 2017 17 November 2023
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 20 January 2017 24 January 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 20 January 2017 24 January 2017
Celestial Commodities Limited 時富商品有限公司 RE 2 29 August 2016 12 January 2017
Celestial Securities Limited 時富證券有限公司 RE 1 29 August 2016 12 January 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 15 January 2016 30 June 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 28 August 2015 30 June 2016
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 28 August 2015 30 June 2016
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 03 July 2015 22 August 2015
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 07 April 2014 22 August 2015