SFC Licences of SHEN Yin 沈音

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 31 March 2017 06 August 2021
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 31 March 2017 06 August 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 20 March 2014 11 February 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 20 March 2014 11 February 2016