SFC Licences of SHEN Yin 沈音
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 31 March 2017 | 06 August 2021 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 31 March 2017 | 06 August 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 20 March 2014 | 11 February 2016 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 March 2014 | 11 February 2016 |