SFC Licences of DONG Yuting 董宇婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 19 July 2021 14 April 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 29 May 2018 14 April 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 04 April 2018 14 April 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 22 March 2017 18 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 27 November 2015 27 May 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 27 November 2015 27 May 2016
Natixis Asia Limited RE 4 17 March 2014 14 August 2015
Natixis Asia Limited RE 1 17 March 2014 14 August 2015