SFC Licences of DONG Yuting 董宇婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 19 July 2021 | 14 April 2022 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 29 May 2018 | 14 April 2022 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 04 April 2018 | 14 April 2022 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 March 2017 | 18 March 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 November 2015 | 27 May 2016 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 November 2015 | 27 May 2016 |
Natixis Asia Limited | RE | 4 | 17 March 2014 | 14 August 2015 |
Natixis Asia Limited | RE | 1 | 17 March 2014 | 14 August 2015 |