SFC Licences of THOMAS Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 April 2023 | 28 April 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 November 2019 | 03 December 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 November 2018 | 21 November 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 May 2016 | 18 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 May 2016 | 18 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2015 | 04 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 December 2015 | 04 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 May 2015 | 12 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 May 2015 | 12 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 March 2014 | 28 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 March 2014 | 28 March 2014 |