SFC Licences of CHAN Tung Yu 陳彤宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Infinite Capital Limited 昊陽資本有限公司 | RO | 9 | 29 May 2018 | |
| Infinite Capital Limited 昊陽資本有限公司 | RO | 4 | 29 May 2018 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 02 April 2015 | 20 June 2017 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 14 August 2014 | 20 June 2017 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 March 2014 | 20 June 2017 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 25 March 2014 | 20 June 2017 |