SFC Licences of TSUI Chi Kuen, Abe 徐志權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RO 4 15 July 2022
Shanxi Securities International Limited 山證國際證券有限公司 RO 1 15 July 2022
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 RE 4 20 May 2022 15 July 2022
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 20 May 2022 15 July 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 18 June 2020 27 February 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 18 June 2020 27 February 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 31 March 2020 18 June 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 31 March 2020 18 June 2020
Quam Securities Limited 華富建業證券有限公司 RO 4 30 October 2018 19 March 2020
Quam Securities Limited 華富建業證券有限公司 RO 1 30 October 2018 19 March 2020
Quam Securities Limited 華富建業證券有限公司 RE 4 20 August 2018 30 October 2018
Quam Securities Limited 華富建業證券有限公司 RE 1 20 August 2018 30 October 2018
CMBC Securities Company Limited 民銀證券有限公司 RO 4 02 August 2017 31 July 2018
CMBC Securities Company Limited 民銀證券有限公司 RO 1 02 August 2017 31 July 2018
CMBC International Securities Limited 民銀國際證券有限公司 RO 4 16 February 2017 31 July 2018
CMBC International Securities Limited 民銀國際證券有限公司 RO 1 16 February 2017 31 July 2018
CMBC International Securities Limited 民銀國際證券有限公司 RE 4 16 January 2017 16 February 2017
CMBC International Securities Limited 民銀國際證券有限公司 RE 1 16 January 2017 16 February 2017
Quam Securities Limited 華富建業證券有限公司 RO 4 02 February 2016 15 May 2016
Quam Securities Limited 華富建業證券有限公司 RO 1 02 February 2016 15 May 2016
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 25 March 2014 06 March 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 25 March 2014 06 March 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 25 March 2014 06 March 2015