SFC Licences of DUGGAN Edward Bernard Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 25 February 2019 | 25 August 2021 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 11 January 2019 | 25 February 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 7 | 26 January 2015 | 09 August 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 26 January 2015 | 09 August 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 26 January 2015 | 09 August 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 26 March 2014 | 26 January 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 26 March 2014 | 26 January 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 26 March 2014 | 26 January 2015 |