SFC Licences of YIN Ruihan 尹蕤菡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 4 21 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 25 February 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 25 February 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 25 February 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 25 February 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 02 November 2021 25 February 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 02 November 2021 25 February 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 02 November 2021 25 February 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 November 2021 25 February 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 25 June 2018 06 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 25 June 2018 06 August 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 26 June 2017 06 August 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 26 June 2017 06 August 2021
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 9 26 June 2017 10 May 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 26 June 2017 10 May 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 12 June 2015 19 May 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 24 March 2014 01 May 2015
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 24 March 2014 01 May 2015