SFC Licences of LEE Moses
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 March 2019 | 13 March 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 March 2019 | 13 March 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 October 2018 | 05 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 October 2018 | 05 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 August 2018 | 24 August 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 August 2018 | 24 August 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 February 2018 | 15 February 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 February 2018 | 15 February 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 25 September 2017 | 29 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 25 September 2017 | 29 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 February 2017 | 02 March 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 February 2017 | 02 March 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 March 2014 | 26 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 March 2014 | 26 June 2014 |