SFC Licences of YAU Chung Yuen 游松源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 02 June 2017 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 02 June 2017 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 09 June 2015 | 18 May 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 09 June 2015 | 18 May 2017 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 01 April 2014 | 20 May 2015 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 01 April 2014 | 20 May 2015 |