SFC Licences of LIU Fei 劉飛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 25 June 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 27 September 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 27 September 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 02 August 2018
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 20 July 2018 25 June 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 20 July 2018 27 September 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 20 July 2018 27 September 2018
GBR Capital Limited 大灣融通資本有限公司 RO 1 14 March 2018 26 June 2018
GBR Capital Limited 大灣融通資本有限公司 RO 4 14 March 2018 26 June 2018
GBR Capital Limited 大灣融通資本有限公司 RO 9 14 March 2018 26 June 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 05 January 2017 19 May 2017
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 25 May 2016 19 May 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 06 August 2015 19 May 2017
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 17 December 2014 28 July 2015
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 24 June 2014 28 July 2015
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 27 March 2014 28 July 2015