SFC Licences of XIAO Letian 肖樂天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RE | 9 | 28 June 2019 | |
JF International Management Inc. | RE | 9 | 08 August 2018 | 24 June 2019 |
JF International Management Inc. | RE | 4 | 08 August 2018 | 24 June 2019 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 08 August 2018 | 24 June 2019 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 08 August 2018 | 24 June 2019 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 08 August 2018 | 24 June 2019 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 19 January 2015 | 03 August 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 19 January 2015 | 03 August 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 19 January 2015 | 03 August 2018 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 31 March 2014 | 01 January 2015 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 31 March 2014 | 01 January 2015 |