SFC Licences of SONG Minmin 宋旻旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 07 February 2018 | 04 July 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 07 February 2018 | 04 July 2019 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 05 June 2017 | 02 August 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 05 June 2017 | 02 August 2017 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 4 | 17 April 2014 | 13 April 2017 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 17 April 2014 | 13 April 2017 |