SFC Licences of SONG Minmin 宋旻旻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 07 February 2018 04 July 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 07 February 2018 04 July 2019
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 05 June 2017 02 August 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 4 05 June 2017 02 August 2017
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 4 17 April 2014 13 April 2017
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 17 April 2014 13 April 2017