SFC Licences of BABA Kosuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 September 2015 | 17 September 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 March 2015 | 11 March 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 August 2014 | 27 August 2014 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 April 2014 | 09 April 2014 |