SFC Licences of CHEN Stephanie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 October 2016 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 October 2016 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 April 2014 | 08 September 2016 |