SFC Licences of ZHANG Jinsong 張勁松
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 4 | 02 December 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 02 December 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 September 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 22 October 2019 | 02 December 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 22 October 2019 | 02 December 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 24 April 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 September 2016 | 25 June 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 April 2014 | 30 May 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 April 2014 | 30 May 2016 |