SFC Licences of LI Yufei 李宇飛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 04 March 2021 11 March 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 04 March 2021 11 March 2022
Morgan Stanley Hong Kong Securities Limited RE 7 16 February 2021 11 March 2022
Morgan Stanley Hong Kong Securities Limited RE 2 16 February 2021 11 March 2022
Morgan Stanley Hong Kong Securities Limited RE 1 16 February 2021 11 March 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 February 2021 11 March 2022
Merrill Lynch Far East Limited RE 2 16 May 2016 13 November 2020
Merrill Lynch Far East Limited RE 1 16 May 2016 13 November 2020
Merrill Lynch (Asia Pacific) Limited RE 1 16 May 2016 19 December 2018
Merrill Lynch Far East Limited RE 7 16 May 2016 01 November 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 08 April 2014 06 April 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 08 April 2014 06 April 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 08 April 2014 06 April 2016