SFC Licences of SONOYAMA Yohei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 04 April 2018 | 30 April 2018 |
UBS Securities Asia Limited | RE | 1 | 04 April 2018 | 30 April 2018 |
UBS Securities Asia Limited | RE | 2 | 20 October 2016 | 26 October 2016 |
UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 26 October 2016 |
UBS Securities Asia Limited | RE | 2 | 04 April 2014 | 20 May 2016 |
UBS Securities Asia Limited | RE | 1 | 04 April 2014 | 20 May 2016 |