SFC Licences of LAM Sin Yee 林茜儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 January 2024 | |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 07 April 2014 | 08 March 2016 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 07 April 2014 | 08 March 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 07 April 2014 | 08 March 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 07 April 2014 | 08 March 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 07 April 2014 | 08 March 2016 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 07 April 2014 | 08 March 2016 |