SFC Licences of TAN Shih Min 陳世民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rockpool Capital Limited 摩石資本有限公司 | RE | 9 | 02 June 2022 | 05 May 2023 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 4 | 02 June 2022 | 05 May 2023 |
Rockpool Capital Limited 摩石資本有限公司 | RE | 1 | 02 June 2022 | 05 May 2023 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RE | 4 | 18 February 2021 | 16 January 2022 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RE | 1 | 18 February 2021 | 16 January 2022 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RO | 9 | 31 July 2019 | 16 January 2022 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RO | 4 | 31 July 2019 | 18 February 2021 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RO | 1 | 31 July 2019 | 18 February 2021 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RE | 9 | 28 May 2018 | 31 July 2019 |
TransAsia Private Capital Limited 寰亞資本管理有限公司 | RE | 4 | 20 April 2018 | 31 July 2019 |
AIF Capital Limited 殷庫資本有限公司 | RE | 4 | 23 October 2017 | 27 March 2018 |
Asiya Investments Hong Kong Limited | RE | 4 | 13 May 2014 | 28 April 2017 |
Asiya Investments Hong Kong Limited | RE | 9 | 13 May 2014 | 28 April 2017 |