SFC Licences of YU Jingjing 余晶晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 9 | 27 April 2023 | |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 4 | 27 April 2023 | |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RO | 1 | 27 April 2023 | |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 22 October 2018 | 27 April 2023 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 22 October 2018 | 27 April 2023 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 12 September 2018 | 27 April 2023 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 24 October 2016 | 17 August 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 08 April 2014 | 17 August 2018 |