SFC Licences of TSUI Wing Hon 徐永漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 05 November 2015 | 03 December 2016 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 05 November 2015 | 03 December 2016 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 April 2014 | 21 October 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 April 2014 | 21 October 2015 |