SFC Licences of ZHAO Yun 趙運
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 07 September 2017 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 October 2015 | 02 September 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 07 May 2014 | 21 September 2015 |