SFC Licences of TAM Wui Chun 譚匯寯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunny Fortune Capital Limited 日進資本有限公司 | RO | 4 | 21 May 2020 | |
Sunny Fortune Capital Limited 日進資本有限公司 | RO | 1 | 21 May 2020 | |
Sunny Fortune Capital Limited 日進資本有限公司 | RO | 6 | 11 May 2020 | |
Sunny Fortune Capital Limited 日進資本有限公司 | RE | 4 | 21 February 2020 | 21 May 2020 |
Sunny Fortune Capital Limited 日進資本有限公司 | RE | 1 | 21 February 2020 | 21 May 2020 |
Sunny Fortune Capital Limited 日進資本有限公司 | RE | 6 | 21 February 2020 | 11 May 2020 |
South China Capital Limited 南華融資有限公司 | RO | 6 | 22 May 2019 | 24 November 2019 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 18 August 2016 | 24 November 2019 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 18 August 2016 | 24 November 2019 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 18 August 2016 | 22 May 2019 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 31 October 2014 | 20 July 2016 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 07 April 2014 | 20 July 2016 |